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FINRA Awards for Matthew D. Wagoner

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0153505/23/2018Claimant(s): Carole Kitrosser
Claimant Lawyers(s): David E. Robbins
Respondent(s): Richard Minichino
Respondent Lawyers(s): Matthew D. Wagoner
Arbitrator(s): Francis Carling
Hearing Site: New York, NY
14-0385311/15/2016Claimant(s): Joseph Ventura, William Tell Services
Claimant Lawyers(s): Wayne A. Smith
Respondent(s): Daniel Mccarty, Richard Pombo, Steven Mannato, Steven Yezzo
Respondent Lawyers(s): Laurie Styka Bloom, Matthew D. Wagoner
Arbitrator(s): Martin Jay Siegel, Timothy A Meigher, Katherine Levitan
Hearing Site: Albany, NY

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