Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-01272 | 01/03/2018 | Claimant(s): David Appel, Gimme Shelter Claimant Lawyers(s): David W. Appel Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): David S. Billet, Timothy A Meigher, Martin A. Edelstein Hearing Site: Albany, NY |  | Dismissed by Rule 12206 |
| 14-03853 | 11/15/2016 | Claimant(s): Joseph Ventura, William Tell Services Claimant Lawyers(s): Wayne A. Smith Respondent(s): Daniel Mccarty, Richard Pombo, Steven Mannato, Steven Yezzo Respondent Lawyers(s): Laurie Styka Bloom, Matthew D. Wagoner Arbitrator(s): Martin Jay Siegel, Timothy A Meigher, Katherine Levitan Hearing Site: Albany, NY | ||
| 11-02771 | 12/05/2012 | Claimant(s): Matthew Ryan Claimant Lawyers(s): Matthew Ryan Respondent(s): Edward Zaik, AXA Advisors Respondent Lawyers(s): Hector D. Geribon, Jessica Levine Arbitrator(s): Robert Pincus, Timothy A Meigher, Clifford C. Rohde Hearing Site: Albany, NY | | $0 |