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FINRA Awards for Gimme Shelter

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0127201/03/2018Claimant(s): David Appel, Gimme Shelter
Claimant Lawyers(s): David W. Appel
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): David S. Billet, Timothy A Meigher, Martin A. Edelstein
Hearing Site: Albany, NY
Checkmark IconDismissed by Rule 12206

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