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FINRA Awards for David E. Robbins

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0121805/11/2016Claimant(s): Gary Penner & Leslie-Ann Furie JTWROS, Gary Penner Profit Sharing Plan, Leslie-Ann Furie Profit Sharing Plan
Claimant Lawyers(s): Gary Penner
Respondent(s): Edward Moldaver, James Lee, Mark Stevenson
Respondent Lawyers(s): David Robbins, Jonathan L. Adler
Arbitrator(s): Karimu F. Hill-Harvey, Catherine Stewart, Marvin L. Schuldiner
Hearing Site: Newark, NJ
Checkmark IconExpungement
13-0189509/24/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): Evan Sall
Respondent Lawyers(s): Michael Kalmus
Arbitrator(s): David E. Robbins, Howard L. Sobel, Carole R. Bernstein
Hearing Site: New York, NY
14-0057009/09/2014Claimant(s): Josef Najar
Claimant Lawyers(s): David Robbins
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Theodore R. Snyder
Arbitrator(s): Martin Jay Siegel, George Sommerfeld, Carol Maria Luttati
Hearing Site: New York, NY
13-0069810/02/2013Claimant(s): Jesse Litvak
Claimant Lawyers(s): Jonathan S. Sack
Respondent(s): Jefferies & Company.
Respondent Lawyers(s): Boyd M. Johnson
Arbitrator(s): David E. Robbins, David S. Paul, Louis Fox Burke
Hearing Site: New York, NY
12-0078806/11/2013Claimant(s): Robert Meyer
Claimant Lawyers(s): Charles J. Uliano
Respondent(s): Edward Moldaver, Morgan Stanley
Respondent Lawyers(s): David Robbins, Kevin B. Walker
Arbitrator(s): Charles A. Crocco, Michael L.B. Kaplan, Louis P. Wagman
Hearing Site: Newark, NJ
09-0144604/14/2010Claimant(s): Timothy Holt
Claimant Lawyers(s): Michael C. Deutsch
Respondent(s): M. J. Whitman LLC
Respondent Lawyers(s): Jonathan Sack
Arbitrator(s): David E. Robbins, Oliver Wayne Williams, Harold Glenn Stafford
Hearing Site: New York, NY
08-0182101/16/2009Claimant(s): William Assatly
Claimant Lawyers(s): William Assatly
Respondent(s): The Vertical Group
Respondent Lawyers(s): Robert Schaffer
Arbitrator(s): David Hirschberg, David E. Robbins, Julian F. Santos
Hearing Site: New York, NY

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