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FINRA Awards for Edward Moldaver

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0162201/05/2017Claimant(s): Edward Moldaver
Claimant Lawyers(s): David E Robbins
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Sam Antar, Marvin L. Schuldiner, Raquel Kraus
Hearing Site: Newark, NJ
15-0121805/11/2016Claimant(s): Gary Penner & Leslie-Ann Furie JTWROS, Gary Penner Profit Sharing Plan, Leslie-Ann Furie Profit Sharing Plan
Claimant Lawyers(s): Gary Penner
Respondent(s): Edward Moldaver, James Lee, Mark Stevenson
Respondent Lawyers(s): David Robbins, Jonathan L. Adler
Arbitrator(s): Karimu F. Hill-Harvey, Catherine Stewart, Marvin L. Schuldiner
Hearing Site: Newark, NJ
Checkmark IconExpungement
12-0078806/11/2013Claimant(s): Robert Meyer
Claimant Lawyers(s): Charles J. Uliano
Respondent(s): Edward Moldaver, Morgan Stanley
Respondent Lawyers(s): David Robbins, Kevin B. Walker
Arbitrator(s): Charles A. Crocco, Michael L.B. Kaplan, Louis P. Wagman
Hearing Site: Newark, NJ

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