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FINRA Awards for Harold Glenn Stafford

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0137707/22/2016Claimant(s): Richard Arzaga
Claimant Lawyers(s): Daren A. Luma
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Howard D. Jacob, Keely D. Parr, Harold Glenn Stafford
Hearing Site: New York, NY
10-0294909/13/2011Claimant(s): Eugene Russo, Mary Cammarano
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Michael Zaretsky
Arbitrator(s): Leona Beane, Harold Glenn Stafford, David J. Weisenfeld
Hearing Site: New York, NY
Checkmark IconExpungement
09-0144604/14/2010Claimant(s): Timothy Holt
Claimant Lawyers(s): Michael C. Deutsch
Respondent(s): M. J. Whitman LLC
Respondent Lawyers(s): Jonathan Sack
Arbitrator(s): David E. Robbins, Oliver Wayne Williams, Harold Glenn Stafford
Hearing Site: New York, NY

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