| 22-01119 | 06/11/2024 | Claimant(s): Mark Hebert
Claimant Lawyers(s): Jonathan S. Sack
Respondent(s): Wells Fargo Securities
Respondent Lawyers(s): Carole G. Miller
Arbitrator(s): Jonathan B. Gilbert, James Michael Belk, Douglas Alan Lawson
Hearing Site: Charlotte, NC
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| 21-01342 | 09/23/2022 | Claimant(s): Thiago Melzer
Claimant Lawyers(s): Jonathan S. Sack
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Kenneth Diamond, Amy Jill Baranoff, Peter E. Gillespie
Hearing Site: New York, NY
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| 18-04216 | 07/09/2021 | Claimant(s): Andrew Safran
Claimant Lawyers(s): Jonathan S. Sack
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Paul R. Walsh, Richard A. Cini, Mitchell Regenbogen
Hearing Site: New York, NY
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| 12-03380 | 11/25/2014 | Claimant(s): Brendan Lavelle
Claimant Lawyers(s): Jonathan S. Sack
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): J. Michael Riordan
Arbitrator(s): Harry G. Mason, Anthony J. Carpinello, Alfred G. Feliu
Hearing Site: New York, NY
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| 12-04321 | 11/21/2013 | Claimant(s): Brandon Dunn, Craig Bonder, Michael Glover
Claimant Lawyers(s): Jonathan S. Sack
Respondent(s): Daniel Crowley, Rochdale Securities LLC
Respondent Lawyers(s): Christopher J. Major
Arbitrator(s): Paul J. Camilleri, Peter A. Goldman, Joseph I. Liebman
Hearing Site: New York, NY
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| 13-00698 | 10/02/2013 | Claimant(s): Jesse Litvak
Claimant Lawyers(s): Jonathan S. Sack
Respondent(s): Jefferies & Company.
Respondent Lawyers(s): Boyd M. Johnson
Arbitrator(s): David E. Robbins, David S. Paul, Louis Fox Burke
Hearing Site: New York, NY
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| 11-02699 | 03/26/2013 | Claimant(s): Lori Koh
Claimant Lawyers(s): Jonathan S. Sack
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Peter R. Boutin
Arbitrator(s): James R. Duncan, Ralph B. Perry, Robert B. Hansohn
Hearing Site: Los Angeles, CA
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