| 23-01889 | 12/15/2023 | Claimant(s): Kristopher Watts, Sherri Omdahl
Claimant Lawyers(s): Peter R. Boutin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Elisabeth Kratka
Arbitrator(s): Arocles Aguilar
Hearing Site: San Francisco, CA
| | |
| 21-00470 | 03/03/2022 | Claimant(s): Ezequiel Navar
Claimant Lawyers(s): Michelle Atlas-Quinn
Respondent(s): GCA Advisors
Respondent Lawyers(s): Peter R. Boutin
Arbitrator(s): David I. Levine
Hearing Site: San Francisco, CA
| | |
| 19-03662 | 09/17/2021 | Claimant(s): Janelle Salon, Salon Family Trust
Claimant Lawyers(s): Gus W. Flangas
Respondent(s): Morgan Stanley, Perry Basch
Respondent Lawyers(s): Peter R. Boutin
Arbitrator(s): Elliott Finkel, Andrew M. Mintzer, Robert B. Hansohn
Hearing Site: Las Vegas, NV
|  | $0 |
| 19-01297 | 02/20/2020 | Claimant(s): Kristen Harnage
Claimant Lawyers(s): Etan E Rosen
Respondent(s): Jeromy Pierroz, Scott Andersen
Respondent Lawyers(s): Michael J. Margosian, Peter R. Boutin
Arbitrator(s): David I. Levine, Ronald Chun, Michael Robert Addison
Hearing Site: San Francisco, CA
| | $0 |
| 18-01198 | 06/04/2019 | Claimant(s): John Turman, Dana Turman TTE of Turman Family Trust B, John Turman TTE of Turman Family Trust A
Claimant Lawyers(s): Michael G. Bolgatz
Respondent(s): Morgan Stanley, Kevin Wolfe, Robert Rius
Respondent Lawyers(s): Peter R. Boutin
Arbitrator(s): Lawrence R. Mills, Clifford A. Threlkeld, Michael Craig Butterworth
Hearing Site: San Francisco, CA
| | Expungement |
| 13-03408 | 02/26/2015 | Claimant(s): Lawrence Hake
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Peter R. Boutin
Arbitrator(s): Charles G. Michaels, Suanne M. Parro, Margaret Ann Barrington
Hearing Site: Denver, CO
| | $0 |
| 11-04118 | 08/01/2014 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Peter R. Boutin
Respondent(s): Just Mortgage., RMK Financial Corp. d/b/a Majestic Home
Respondent Lawyers(s): Stephen Cho
Arbitrator(s): Elliott David Finkel, Madeleine Kleinman, Kendall C. Reed
Hearing Site: Los Angeles, CA
| | Stipulated Award |
| 12-01971 | 02/21/2014 | Claimant(s): Christopher Murphy, Chris's Stuff 401K Profit Sharing Plan, Chris's Stuff Inc. Defined Benefit, Christopher J. Murphy Revocable Trust
Claimant Lawyers(s): Jeffrey K. Riffer
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Peter R. Boutin
Arbitrator(s): Constance Ellen Boukidis, Michael R. Diliberto, Allen Edward Wisniewski
Hearing Site: Los Angeles, CA
| | $600 |
| 12-03552 | 02/11/2014 | Claimant(s): Laura Lambert, Scott Lambert
Claimant Lawyers(s): Joseph Wood
Respondent(s): Morgan Stanley, Morgan Stanley & Co., Morgan Stanley DW Inc.
Respondent Lawyers(s): Peter R. Boutin
Arbitrator(s): John P. Wilson, John J. Fitzpatrick, Walter F. Dillaway
Hearing Site: San Francisco, CA
| | $0 |
| 11-02699 | 03/26/2013 | Claimant(s): Lori Koh
Claimant Lawyers(s): Jonathan S. Sack
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Peter R. Boutin
Arbitrator(s): James R. Duncan, Ralph B. Perry, Robert B. Hansohn
Hearing Site: Los Angeles, CA
| | |
