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FINRA Awards for Ronald Chun

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Displaying 10 out of 14 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0240602/15/2024Claimant(s): Jeanmarie LaBonte
Claimant Lawyers(s): Kevin D. Galbraith
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Briana Al Taqatqa
Arbitrator(s): Ronald Chun
Hearing Site: San Francisco, CA
19-0341710/06/2023Claimant(s): Elmer Ferguson
Claimant Lawyers(s): Elmer Richard Ferguson
Respondent(s): MMA Securities LLC, Marsh & McLennan Agency LLC
Respondent Lawyers(s): Benjamin Emmert
Arbitrator(s): Ronald Chun, Clifford A. Threlkeld, Richard Thomas Boyer
Hearing Site: San Francisco, CA
22-0201301/05/2023Claimant(s): Thomas Bakker
Claimant Lawyers(s): Thomas Bakker
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Ronald Chun
Hearing Site: San Francisco, CA
Checkmark Icon$0
20-0194207/01/2022Claimant(s): John Lenarz
Claimant Lawyers(s): Stephany D. McLaughlin
Respondent(s): Wells Fargo Clearing Services, John Adams, Mark Giese
Respondent Lawyers(s): Retta Miller
Arbitrator(s): Lee T. Beske, Lynn Hirschfeld Brahin, Ronald Chun
Hearing Site: Bismarck, ND
19-0129702/20/2020Claimant(s): Kristen Harnage
Claimant Lawyers(s): Etan E Rosen
Respondent(s): Jeromy Pierroz, Scott Andersen
Respondent Lawyers(s): Michael J. Margosian, Peter R. Boutin
Arbitrator(s): David I. Levine, Ronald Chun, Michael Robert Addison
Hearing Site: San Francisco, CA
Checkmark Icon$0
18-0398302/05/2020Claimant(s): Janga Aliminati
Claimant Lawyers(s): Lars Kristian Soreide
Respondent(s): Suihock Goy, Ni Advisors
Respondent Lawyers(s): Douglas B. Martin, Jr.
Arbitrator(s): William W. Haskell, Vivian L. Kral, Ronald Chun
Hearing Site: San Francisco, CA
Checkmark Icon$0
18-0103102/20/2019Claimant(s): Ashok Yalamati
Claimant Lawyers(s): Ashok Kumar Yalamati
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Ronald Chun, Carol Ann Jensen, Alden Sharp Adkins
Hearing Site: San Francisco, CA
Checkmark Icon$0
14-0355703/30/2017Claimant(s): Alice Caputo, Antonio Gonzalez, Belia Gonzalez, Grace Magdaluyo, Gwen Shelton, Ken Mainville, Maria Lew, Marta Eckert, Marty Grogan, Robin Logan, Terry Rhoades
Claimant Lawyers(s): Frank F. Sommers
Respondent(s): Brent Wolf, Royal Alliance Associates., Kathleen Tarr, Richard Mccollam
Respondent Lawyers(s): Paul W. Thomas, Theodore J. Sawicki, William P. Keith
Arbitrator(s): Carl B. Noelke, Ronald Chun, Arocles Aguilar
Hearing Site: San Francisco, CA
Checkmark IconExpungement
14-0220303/04/2015Claimant(s): Randall Krenzin
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Karen P. Gaster
Arbitrator(s): Ronald Chun
Hearing Site: San Francisco, CA
12-0275111/22/2013Claimant(s): Christopher Gaertner, Jacqueline Gaertner
Claimant Lawyers(s): David E. Bamberger
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): John P. Bevilacqua
Arbitrator(s): Richard L. Rubin, Paul D. Gutierrez, Ronald Chun
Hearing Site: San Francisco, CA
Checkmark IconExpungement

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