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FINRA Awards for Retta Miller

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0194207/01/2022Claimant(s): John Lenarz
Claimant Lawyers(s): Stephany D. McLaughlin
Respondent(s): Wells Fargo Clearing Services, John Adams, Mark Giese
Respondent Lawyers(s): Retta Miller
Arbitrator(s): Lee T. Beske, Lynn Hirschfeld Brahin, Ronald Chun
Hearing Site: Bismarck, ND
04-0820011/09/2007Claimant(s): Barbara Davis
Claimant Lawyers(s): C. Mark Stratton
Respondent(s): Emmett Johnson, Prudential Equity Group, Warren Johnson
Respondent Lawyers(s): James M. McCown, Retta Miller
Arbitrator(s): James E. Lane, Daniel J. Pagnano, Edmund Herbert Hecht
Hearing Site: Houston, TX
Checkmark Icon$130,000

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