Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-02073 | 08/10/2012 | Claimant(s): Patricia V. Stein IRA, Tracy M. Stein IRA, Tracy Mitchell Stein Trst, P. Stein Ttee, T. Stein Ttee Claimant Lawyers(s): William B. Young Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Alan S. Rafterman Arbitrator(s): Robert L. Hudson, David P. Slater, Edmund Herbert Hecht Hearing Site: Orlando, FL |  | Expungement |
| 04-08200 | 11/09/2007 | Claimant(s): Barbara Davis Claimant Lawyers(s): C. Mark Stratton Respondent(s): Emmett Johnson, Prudential Equity Group, Warren Johnson Respondent Lawyers(s): James M. McCown, Retta Miller Arbitrator(s): James E. Lane, Daniel J. Pagnano, Edmund Herbert Hecht Hearing Site: Houston, TX | | $130,000 |