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FINRA Awards for Robert L. Hudson

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0207308/10/2012Claimant(s): Patricia V. Stein IRA, Tracy M. Stein IRA, Tracy Mitchell Stein Trst, P. Stein Ttee, T. Stein Ttee
Claimant Lawyers(s): William B. Young
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Robert L. Hudson, David P. Slater, Edmund Herbert Hecht
Hearing Site: Orlando, FL
Checkmark IconExpungement
07-0191208/11/2008Claimant(s): The Estate of Leonard D. Miles,, Marian J. Miles IRA, Leonard D. Miles and Marian J. Miles, Marian J. Miles Family Trust
Claimant Lawyers(s): William B. Young
Respondent(s): MidSouth Capital.
Respondent Lawyers(s): Thomas R. Todd, Jr
Arbitrator(s): Brian G. Mooney, Robert L. Hudson, Glenn W. Wheelock
Hearing Site: Orlando, FL
Checkmark Icon$225
07-0017509/07/2007Claimant(s): Edgar Barron
Claimant Lawyers(s): K. Michael Swann
Respondent(s): Colonial Brokerage.
Respondent Lawyers(s): Stanley E. Graham
Arbitrator(s): Robert L. Hudson, Michael D. Walsh, Joseph John Mantione
Hearing Site: Orlando, FL

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