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FINRA Awards for Colonial Brokerage.

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0331206/23/2017Claimant(s): Lori Welborn
Claimant Lawyers(s): Stuart M. Reynolds
Respondent(s): Colonial Brokerage.
Respondent Lawyers(s): Dan Overbey, Managing Dir.
Arbitrator(s): Joseph Neal Richardson
Hearing Site: Dallas, TX
08-0264008/10/2009Claimant(s): Virginia G. Stevens & Ben R. Stevens
Claimant Lawyers(s): James C. Alison
Respondent(s): Gerald Hester, Colonial Brokerage.
Respondent Lawyers(s): Larry B. Childs
Arbitrator(s): Steven P. Gregory, Randy J. Johnston, Debra Black Leo
Hearing Site: Birmingham, AL
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07-0017509/07/2007Claimant(s): Edgar Barron
Claimant Lawyers(s): K. Michael Swann
Respondent(s): Colonial Brokerage.
Respondent Lawyers(s): Stanley E. Graham
Arbitrator(s): Robert L. Hudson, Michael D. Walsh, Joseph John Mantione
Hearing Site: Orlando, FL

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