| 21-02008 | 12/16/2022 | Claimant(s): Beau Crabill
Claimant Lawyers(s): Philip Vujanov
Respondent(s): Sean Casterline, Delta Securities Company
Respondent Lawyers(s): Chelsea Bauer, K. Michael Swann
Arbitrator(s): Katherine Hendricks, Adrian Martinez Madrone, Riya Kuo
Hearing Site: Seattle, WA
|  | Expungement |
| 12-00065 | 10/10/2012 | Claimant(s): Arthur W. Curtis, Jr. Trust, Cynthia S. Curtis Trust
Claimant Lawyers(s): K. Michael Swann
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Julie W. Portera
Arbitrator(s): Thomas Joseph Atkinson, Daniel P. Lund, Robert M. Bath
Hearing Site: Orlando, FL
| | Expungement |
| 11-00388 | 03/02/2012 | Claimant(s): Mary Carkeet
Claimant Lawyers(s): K. Michael Swann
Respondent(s): International Assets Advisory, Llc
Respondent Lawyers(s): Kevin A. Carreno
Arbitrator(s): David M. Levine, Thomas Joseph Atkinson, Lauren S. Puritz
Hearing Site: Orlando, FL
| | $0 |
| 09-01766 | 07/08/2010 | Claimant(s): Gilbert MacGregor
Claimant Lawyers(s): K. Michael Swann
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Coren H. Stern
Arbitrator(s): Simone Sicola
Hearing Site: Orlando, FL
| | $20,000 |
| 07-01679 | 02/05/2009 | Claimant(s): Daniel Day
Claimant Lawyers(s): K. Michael Swann
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Stan West, Suzanne E. Reynolds-Brady, Thomas K. Goldie
Hearing Site: Orlando, FL
| | Stipulated Award and Expungement |
| 07-00175 | 09/07/2007 | Claimant(s): Edgar Barron
Claimant Lawyers(s): K. Michael Swann
Respondent(s): Colonial Brokerage.
Respondent Lawyers(s): Stanley E. Graham
Arbitrator(s): Robert L. Hudson, Michael D. Walsh, Joseph John Mantione
Hearing Site: Orlando, FL
| | |
