10-05742 | 01/28/2013 | Claimant(s): Julie Ossi, Michael Ossi Claimant Lawyers(s): Michael Hill, Scott J. Link Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Erin L. Linehan Arbitrator(s): Simone Sicola, J. Porter McClean, Daniel P. Lund Hearing Site: Jacksonville, FL
| | Expungement |
10-02174 | 10/22/2012 | Claimant(s): Magnolia Capital Advisors. Claimant Lawyers(s): William C Owen Respondent(s): J.P. Morgan Clearing Corp., J.P. Morgan Securities Respondent Lawyers(s): Arthur D. Felsenfeld Arbitrator(s): Simone Sicola, Jeffrey W. Helms, Angelo J. Infantino Hearing Site: Jacksonville, FL
| | |
11-01945 | 04/25/2012 | Claimant(s): Thurman Ross Claimant Lawyers(s): Jeffrey B Kaplan Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Richard L. Martens Arbitrator(s): Simone Sicola, Kenneth J. Bennett, Susan Jefferbaum Beck Hearing Site: Jacksonville, FL
| | Stipulated Award and Expungement |
09-01766 | 07/08/2010 | Claimant(s): Gilbert MacGregor Claimant Lawyers(s): K. Michael Swann Respondent(s): Wachovia Securities Respondent Lawyers(s): Coren H. Stern Arbitrator(s): Simone Sicola Hearing Site: Orlando, FL
| | $20,000 |
08-04465 | 09/21/2009 | Claimant(s): Ruth Grafton Claimant Lawyers(s): Jason S. Haselkorn Respondent(s): Joe Carrino, Matthew Waddell, Troy Goldberg Respondent Lawyers(s): David A. Rolling, Matthew Waddell Arbitrator(s): Simone Sicola, Robert N. Duggan, Christopher Mark Aiello Hearing Site: Orlando, FL
| | $11,500 |
07-01526 | 04/24/2008 | Claimant(s): Richard Crandall Claimant Lawyers(s): Curtis Carlson Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Tucker H. Byrd Arbitrator(s): Simone Sicola, Ian S. Greig, Richard Frederick Schaufert Hearing Site: Orlando, FL
| | |