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FINRA Awards for Troy Goldberg

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0082205/11/2023Claimant(s): Troy Goldberg
Claimant Lawyers(s): Zachary Morse
Respondent(s): Monroe Parker Securities., National Securities Corporation, NewBridge Securities Corp., Fin-Atlantic Securities.
Respondent Lawyers(s): Alan Lipsky, Emily A. Hayes, Jerry E. Surman, Zachary Hayes-Macaluso
Arbitrator(s): Steven N. Ainbinder
Hearing Site: Boca Raton, FL
08-0446509/21/2009Claimant(s): Ruth Grafton
Claimant Lawyers(s): Jason S. Haselkorn
Respondent(s): Joe Carrino, Matthew Waddell, Troy Goldberg
Respondent Lawyers(s): David A. Rolling, Matthew Waddell
Arbitrator(s): Simone Sicola, Robert N. Duggan, Christopher Mark Aiello
Hearing Site: Orlando, FL
Checkmark Icon$11,500

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