22-01558 | 06/20/2023 | Claimant(s): Amy Seltzer, David Neumann, James Ellis Claimant Lawyers(s): Todd Ratner Respondent(s): Anthony Bambocci, Brandienne Tarbert, Christopher Tarbert Respondent Lawyers(s): Jason S. Haselkorn Arbitrator(s): Peter Glasser, Gregory Hunter Mathews, Kenneth Alan Eisner Hearing Site: Pittsburgh, PA
| | Expungement |
20-04110 | 08/31/2022 | Claimant(s): Anne Behm, Joseph Behm, Anne Behm on behalf of her IRA, Anne Behm on behalf of her TOD account, Joseph Behm on behalf of his IRA, Joseph Behm on behalf of his TOD account Claimant Lawyers(s): Jason S. Haselkorn Respondent(s): Cambridge Investment Research., Neal Thompson, Harbour Investments. Respondent Lawyers(s): David A. Genelly, Lindsay Wuller Aggarwal, Mark L. Kowalsky Arbitrator(s): Milton N. Gross, Ruth M. Moore, John F Mencer Hearing Site: Denver, CO
| | Expungement |
20-02237 | 08/16/2022 | Claimant(s): Mark Schultz, Wealth Management Trust Claimant Lawyers(s): Jason S. Haselkorn Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI
| | Expungement |
20-03226 | 06/28/2022 | Claimant(s): Raquel Gonzalez Chavez Claimant Lawyers(s): Jason S. Haselkorn Respondent(s): Citigroup Global Markets., Popular Securities. Respondent Lawyers(s): Adam M. Kauff, Maria T. Alvarez-Santos Arbitrator(s): Leslie L. Cooney Hearing Site: Boca Raton, FL
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19-02212 | 06/13/2022 | Claimant(s): John Atkinson, Lora Atkinson, John L. Atkinson as JTWROS, Lora Atkinson as JTWROS Claimant Lawyers(s): Jason S. Haselkorn Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Michael A. Gross Arbitrator(s): Nancy J. Cliff, Michael D Felton, Harry Albirt Hearing Site: Boca Raton, FL
| | $390,000 |
20-04065 | 01/12/2022 | Claimant(s): Steven Swanson Claimant Lawyers(s): Jason S. Haselkorn Respondent(s): Infinity Financial Services Respondent Lawyers(s): Alan M. Wolper Arbitrator(s): James E. Bartels Hearing Site: Seattle, WA
| | $0 |
20-01114 | 11/10/2021 | Claimant(s): Richard Dudley, R. Dudley on behalf of his IRA accts, R. Dudley AIF for spouse, Anna A. Dudley Claimant Lawyers(s): Jason S. Haselkorn Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jack D. Ballard Arbitrator(s): Andrea U. Calve, Mary Elizabeth Skelnik, Charles McGarry Hearing Site: Dallas, TX
| | Expungement |
19-02559 | 11/20/2020 | Claimant(s): John Didomenico, on behalf of his IRA Claimant Lawyers(s): Jason S. Haselkorn Respondent(s): Daniel Raupp, Concorde Investment Services Respondent Lawyers(s): Gerry Kowalski, Tanya S. Lambrechts Arbitrator(s): Richard J. Kaplan, Joseph Benalt, Robert G. Falbisaner Hearing Site: Boca Raton, FL
| | Dismissed |
18-04048 | 04/13/2020 | Claimant(s): Carole Blake, Lawrence Franklin, Lawrence Franklin Revocable Trust Claimant Lawyers(s): Jason S. Haselkorn Respondent(s): Morgan Stanley Respondent Lawyers(s): Trae D. Meyr Arbitrator(s): Barth Satuloff, Robert Lawrence Ostrov, Peter Shapiro Hearing Site: Boca Raton, FL
| | $0 |
17-02366 | 12/17/2018 | Claimant(s): Albert Oppedisano, James Cecchini Claimant Lawyers(s): Jason S. Haselkorn, Jonathan Butler Respondent(s): Lincoln Investment Planning LLC Respondent Lawyers(s): Terrance A. Bostic Arbitrator(s): Gary M. Landau, Lonnie K. Martens, Ronald W. Weissman Hearing Site: Boca Raton, FL
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