Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-04110 | 08/31/2022 | Claimant(s): Anne Behm, Joseph Behm, Anne Behm on behalf of her IRA, Anne Behm on behalf of her TOD account, Joseph Behm on behalf of his IRA, Joseph Behm on behalf of his TOD account Claimant Lawyers(s): Jason S. Haselkorn Respondent(s): Cambridge Investment Research., Neal Thompson, Harbour Investments. Respondent Lawyers(s): David A. Genelly, Lindsay Wuller Aggarwal, Mark L. Kowalsky Arbitrator(s): Milton N. Gross, Ruth M. Moore, John F Mencer Hearing Site: Denver, CO |  | Expungement |
| 17-01661 | 01/31/2018 | Claimant(s): Stephen Koessl Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Harbour Investments. Respondent Lawyers(s): David Genelly Arbitrator(s): Frederick Ramos Hearing Site: Minneapolis, MN |