| 22-00124 | 11/21/2022 | Claimant(s): Tim Clairmont
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Woodbury Financial Services., Lion Street Financial
Respondent Lawyers(s): Carie Heckler, Jennifer R. Cox
Arbitrator(s): James E. Bartels, Reuel Kenneth Fish, Lisa Vioni
Hearing Site: Portland, OR
| | |
| 21-01346 | 05/12/2022 | Claimant(s): Richard Benge
Claimant Lawyers(s): Richard D Benge
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): William Walsh
Arbitrator(s): James E. Bartels
Hearing Site: Seattle, WA
|  | $0 |
| 21-01738 | 02/28/2022 | Claimant(s): Mark Gaskill
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): MKG Financial Group.
Respondent Lawyers(s): Mark K. Gaskill
Arbitrator(s): James E. Bartels
Hearing Site: Portland, OR
| | |
| 20-04065 | 01/12/2022 | Claimant(s): Steven Swanson
Claimant Lawyers(s): Jason S. Haselkorn
Respondent(s): Infinity Financial Services
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): James E. Bartels
Hearing Site: Seattle, WA
| | $0 |
| 20-03580 | 09/23/2021 | Claimant(s): Clifford Moon
Claimant Lawyers(s): Kevin P. Krupnick
Respondent(s): Yousuf Saljooki
Respondent Lawyers(s): Yousuf Saljooki
Arbitrator(s): James E. Bartels
Hearing Site: Seattle, WA
| | $34,185 |
| 17-03260 | 06/17/2021 | Claimant(s): James Sturdivant
Claimant Lawyers(s): Andrew Campbell
Respondent(s): Clinton Holland, Marc Ferries
Respondent Lawyers(s): Charles W. Carnese
Arbitrator(s): James E. Bartels, Gideon Daniel Caron
Hearing Site: Portland, OR
| | |
| 20-02311 | 02/17/2021 | Claimant(s): Aaron Easter
Claimant Lawyers(s): Brian Luther
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Samantha D. Parrish
Arbitrator(s): James E. Bartels
Hearing Site: Seattle, WA
| | |
| 19-03610 | 08/19/2020 | Claimant(s): Susan Lawrence
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): James E. Bartels
Hearing Site: Seattle, WA
| | |
| 18-02355 | 01/03/2019 | Claimant(s): Adele Harper, Amanda Harper, Chris Hansen, Christina Hansen, Ed Harper, Gary Hansen, Genene Hansen, Philip Harper, Ray Hadley, Rick Tokita, Robert Hadley, Terry Hansen, Trevor Shuman
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Heath Bowen
Respondent Lawyers(s): Tamara A. Seelman
Arbitrator(s): Elwood C. Avery, Paul E. Dahlman, James E. Bartels
Hearing Site: Boise, ID
| | $385,000 |
| 13-02320 | 11/25/2015 | Claimant(s): Patrick Boyle
Claimant Lawyers(s): Patrick W. Boyle
Respondent(s): David Matthews
Respondent Lawyers(s): David W. Matthews
Arbitrator(s): Justine Fischer, James E. Bartels, John P. Hughie
Hearing Site: Portland, OR
| | Dismissed by Rule 12206 |
