| 14-02466 | 02/23/2016 | Claimant(s): Pamela Belsky
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Justine Fischer, John Robert Oreskovich, Dale G. Higer
Hearing Site: Boise, ID
|  | Expungement |
| 13-02320 | 11/25/2015 | Claimant(s): Patrick Boyle
Claimant Lawyers(s): Patrick W. Boyle
Respondent(s): David Matthews
Respondent Lawyers(s): David W. Matthews
Arbitrator(s): Justine Fischer, James E. Bartels, John P. Hughie
Hearing Site: Portland, OR
| | Dismissed by Rule 12206 |
| 13-02785 | 07/14/2015 | Claimant(s): Carol McPherson, Michael McPherson, 1600 Barberry Lane 27, 1600 Barberry Lane 28, Oak Park Office Center 15, Oak Park Office Center 16
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Ryan Probstfeld
Arbitrator(s): Justine Fischer, Bert P. Krages, Gary L. Vezina
Hearing Site: Portland, OR
| | Expungement |
| 10-02683 | 05/08/2012 | Claimant(s): Claire Goldsmith, Claire F Goldsmith Living Trust
Claimant Lawyers(s): Richard M. Layne
Respondent(s): Gary Vanden Busch, Sagepoint Financial.
Respondent Lawyers(s): Gary William Vanden Busch, Usman S. Mohammed
Arbitrator(s): Justine Fischer, Larry T. Coady, James H Ruff
Hearing Site: Portland, OR
| | $123,214 |
| 10-04433 | 04/27/2012 | Claimant(s): Paul Daffer
Claimant Lawyers(s): Paul Daffer
Respondent(s): Shawn Mangum, William Mouat, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Justine Fischer, R. Lee Smith, Bernard F. Vail
Hearing Site: Portland, OR
| | $0 |
| 09-03541 | 01/26/2011 | Claimant(s): Jonathan Zingeser
Claimant Lawyers(s): Irwin Stein
Respondent(s): Pacific West Securities.
Respondent Lawyers(s): Harvey R. Herman
Arbitrator(s): Justine Fischer, Gary L. Vezina, John Robert Oreskovich
Hearing Site: Portland, OR
| | Expungement |
| 10-01287 | 11/09/2010 | Claimant(s): Wesley Olson
Claimant Lawyers(s): Jeffrey S. Salisbury
Respondent(s): Joe Lee, Scottrade Inc.
Respondent Lawyers(s): Alexander T. Moore, Niels P. Murphy
Arbitrator(s): Justine Fischer
Hearing Site: Portland, OR
| | $213 |
| 09-00417 | 08/12/2010 | Claimant(s): Lorraine Folin, Scott Folin, The Folin Family Trust
Claimant Lawyers(s): P. David Ingalls
Respondent(s): Ronald Tenison
Respondent Lawyers(s): Ronald D. Tenison
Arbitrator(s): John E. Bates, Justine Fischer, Michael G. Hanlon
Hearing Site: Portland, OR
| | $550,000 |
| 08-04736 | 06/26/2009 | Claimant(s): Strand, Atkinson, Williams & York., Umpqua Holdings Corporation
Claimant Lawyers(s): Bruce L. Campbell, Justin C. Sawyer
Respondent(s): Adriel Gaines, Bradford Wear, Brian Schuler, Douglas Strand, John York, Morgan Stanley & Co., Norman Fincher
Respondent Lawyers(s): Peter M. Vial, Robert D. Stewart, Thomas V. Dulcich
Arbitrator(s): Justine Fischer, Gary F. Purpura, Gregory N. Smith
Hearing Site: Portland, OR
| | |
