| 19-02276 | 06/13/2022 | Claimant(s): Shuichi Iizumi, Hatsu Corporation
Claimant Lawyers(s): Shuichi Iizumi
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Jason O. Billy
Arbitrator(s): Katherine Hendricks, Bernard F. Vail, Jonathan H. Krotinger
Hearing Site: Honolulu, HI
|  | $100,607 |
| 16-03508 | 08/30/2017 | Claimant(s): Daniel McPherson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America., Cetera Advisors LLC, Parkland Securities
Respondent Lawyers(s): David G. Smitham, Denis C. Dice, John McClellan
Arbitrator(s): Bernard F. Vail
Hearing Site: Boise, ID
| | |
| 16-01872 | 12/22/2016 | Claimant(s): Andrew Jones
Claimant Lawyers(s): Andrew Jones
Respondent(s): Euro Pacific Capital.
Respondent Lawyers(s): Peter M. Chema
Arbitrator(s): Bernard F. Vail
Hearing Site: Boise, ID
| | Dismissed by Rule 12206 |
| 11-03296 | 08/10/2012 | Claimant(s): The Estate of Fern B. Heaton
Claimant Lawyers(s): Terance P. Perry
Respondent(s): Ameriprise Financial Services., Jared Losing
Respondent Lawyers(s): Howard M. Klausmeier, Susan E. Sheely
Arbitrator(s): Bernard F. Vail
Hearing Site: Helena, MT
| | $0 |
| 10-04433 | 04/27/2012 | Claimant(s): Paul Daffer
Claimant Lawyers(s): Paul Daffer
Respondent(s): Shawn Mangum, William Mouat, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Justine Fischer, R. Lee Smith, Bernard F. Vail
Hearing Site: Portland, OR
| | $0 |
| 11-03197 | 02/15/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): Shawn Higley
Respondent Lawyers(s): Shawn Orin Higley
Arbitrator(s): Bernard F. Vail
Hearing Site: Portland, OR
| | |
| 08-00750 | 11/12/2008 | Claimant(s): Michael Stoltz
Claimant Lawyers(s): Michael Stoltz
Respondent(s): Barton Young, Raymond, James & Associates.
Respondent Lawyers(s): Kelli Bullington
Arbitrator(s): Bernard F. Vail
Hearing Site: Helena, MT
| | $13,671 |
