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FINRA Awards for The Estate of Fern B. Heaton

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0329608/10/2012Claimant(s): The Estate of Fern B. Heaton
Claimant Lawyers(s): Terance P. Perry
Respondent(s): Ameriprise Financial Services., Jared Losing
Respondent Lawyers(s): Howard M. Klausmeier, Susan E. Sheely
Arbitrator(s): Bernard F. Vail
Hearing Site: Helena, MT
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