Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-03541 | 01/26/2011 | Claimant(s): Jonathan Zingeser Claimant Lawyers(s): Irwin Stein Respondent(s): Pacific West Securities. Respondent Lawyers(s): Harvey R. Herman Arbitrator(s): Justine Fischer, Gary L. Vezina, John Robert Oreskovich Hearing Site: Portland, OR |  | Expungement |
| 09-04686 | 05/25/2010 | Claimant(s): Barbara Bauer Claimant Lawyers(s): Harvey R. Herman Respondent(s): Anthony Cibotti, UBS Financial Services Inc. Respondent Lawyers(s): John O Murphy Arbitrator(s): Richard J. Belmonte Hearing Site: Chicago, IL | | $0 |
| 08-01318 | 03/05/2010 | Claimant(s): Thelma Gainer Claimant Lawyers(s): Thelma Gainer Respondent(s): NYLife Securities LLC, Robert Koeller, Primevest Financial Services. Respondent Lawyers(s): Harvey R. Herman, Kenneth L. Schmetterer Arbitrator(s): Daniel Baruch Lidawer, Lawrence Tepper, Marilee Roberg Hearing Site: Chicago, IL | | $0 |