| 14-01676 | 05/12/2016 | Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): John L. Erikson
Respondent(s): Stifel, Nicolaus & Co.., Gary Whinery
Respondent Lawyers(s): Joseph A. Dougherty
Arbitrator(s): Michael D. Weiner, Daniel B. MacLeod, John Robert Oreskovich
Hearing Site: Boise, ID
| | |
| 14-02466 | 02/23/2016 | Claimant(s): Pamela Belsky
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Justine Fischer, John Robert Oreskovich, Dale G. Higer
Hearing Site: Boise, ID
|  | Expungement |
| 12-03720 | 08/16/2013 | Claimant(s): Annie Knight, David Knight
Claimant Lawyers(s): David Neuman
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jennifer L. Carpenter
Arbitrator(s): Paul R. Meyer, William H. King, John Robert Oreskovich
Hearing Site: Portland, OR
| | Expungement |
| 09-03541 | 01/26/2011 | Claimant(s): Jonathan Zingeser
Claimant Lawyers(s): Irwin Stein
Respondent(s): Pacific West Securities.
Respondent Lawyers(s): Harvey R. Herman
Arbitrator(s): Justine Fischer, Gary L. Vezina, John Robert Oreskovich
Hearing Site: Portland, OR
| | Expungement |
| 08-00947 | 06/26/2009 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Gregory B. Simon
Respondent(s): Mitchell Johnson
Respondent Lawyers(s): Terrance J. Slominski
Arbitrator(s): James A. Bishop, Daniel B. MacLeod, John Robert Oreskovich
Hearing Site: Portland, OR
| | |
| 06-02740 | 04/11/2008 | Claimant(s): Jesse Villarreal
Claimant Lawyers(s): Kevin Keaney
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Leslie R. Murtagh
Arbitrator(s): James John Jurinski, Martha Jeanne Wilcoxson, John Robert Oreskovich
Hearing Site: Portland, OR
| | |
