17-02814 | 07/26/2022 | Claimant(s): Mid Atlantic Capital Corporation Claimant Lawyers(s): Erin Timmerman Respondent(s): Craig Hayward Respondent Lawyers(s): Giovanni M. Ruscitti Arbitrator(s): Donald N. Tolin, Martha Jeanne Wilcoxson, Richard Djokic Hearing Site: Denver, CO
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13-03501 | 06/10/2014 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Michael T. West Respondent(s): Daniel Violette, Daniel M. Violette IRA Rollover Respondent Lawyers(s): Timothy Dennin Arbitrator(s): Martha Jeanne Wilcoxson, Thomas L. Dueber, David L. Erickson Hearing Site: Denver, CO
| | Expungement |
13-02060 | 02/07/2014 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Audette Paul Morales Respondent(s): Doris Bell Cogswell Morfit Trust Respondent Lawyers(s): Alan C. Friedberg Arbitrator(s): Arthur E. Otten, Dominic Alecci, Martha Jeanne Wilcoxson Hearing Site: Denver, CO
| | Expungement |
09-04977 | 02/01/2013 | Claimant(s): The Urban Child Institute Claimant Lawyers(s): Caroline Smith Gidiere Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Joshua D. Jones Arbitrator(s): James F. Carlson, Linda T. Pellegrino, Martha Jeanne Wilcoxson Hearing Site: Memphis, TN
| | $0 |
11-01138 | 12/12/2012 | Claimant(s): William Mulvey Claimant Lawyers(s): William James Mulvey Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Helen E. Tuttle Arbitrator(s): William F. Skewes, Martha Jeanne Wilcoxson, Richard Djokic Hearing Site: Salt Lake City, UT
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08-00852 | 02/11/2010 | Claimant(s): Multi-Financial Securities Corporation Claimant Lawyers(s): Shannon L. McDougald Respondent(s): Angel Chi, Banc Of America Securities LLC Respondent Lawyers(s): Angel Chi, Robert J. Anello Arbitrator(s): Dennis R. Frohlich, Bradford J. Lam, Martha Jeanne Wilcoxson Hearing Site: Denver, CO
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08-03733 | 10/02/2009 | Claimant(s): Sharon Schoenfeld Claimant Lawyers(s): Lisa Welch Stevens Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Sean B. Meehan Arbitrator(s): S. Lee Terry, Martha Jeanne Wilcoxson, Samuel Clinton O'Daniel Hearing Site: Denver, CO
| | $0 |
05-06525 | 06/18/2008 | Claimant(s): George Busse, Yvonne Busse, George D. Busse Trust Claimant Lawyers(s): Lawrence L. Klayman Respondent(s): D.A. Davidson & Co. Respondent Lawyers(s): Curt Roy Hineline Arbitrator(s): John E. Plock, Richard J. Lawrence, Martha Jeanne Wilcoxson Hearing Site: Cheyenne, WY
| | $0 |
07-03519 | 05/23/2008 | Claimant(s): Marc. Saunders, Terri Saunders Claimant Lawyers(s): Kenneth B. Siegel Respondent(s): Wachovia Securities Respondent Lawyers(s): William D. Nelson Arbitrator(s): Susan M. Thevenet, Steven Meyrich, Martha Jeanne Wilcoxson Hearing Site: Denver, CO
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06-02740 | 04/11/2008 | Claimant(s): Jesse Villarreal Claimant Lawyers(s): Kevin Keaney Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Leslie R. Murtagh Arbitrator(s): James John Jurinski, Martha Jeanne Wilcoxson, John Robert Oreskovich Hearing Site: Portland, OR
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