Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-02939 | 01/07/2011 | Claimant(s): Roger Maurer, Shay Lindemann, Maurer and Associates Capital Management Claimant Lawyers(s): Alan C. Friedberg Respondent(s): Kimon Peter Daifotis, Charles Schwab & Co.. Respondent Lawyers(s): Stephen Young Arbitrator(s): Dennis R. Frohlich, Jerome C. Zackroff, Leonard M. Goldstein Hearing Site: Denver, CO |  | Expungement |
| 08-00852 | 02/11/2010 | Claimant(s): Multi-Financial Securities Corporation Claimant Lawyers(s): Shannon L. McDougald Respondent(s): Angel Chi, Banc Of America Securities LLC Respondent Lawyers(s): Angel Chi, Robert J. Anello Arbitrator(s): Dennis R. Frohlich, Bradford J. Lam, Martha Jeanne Wilcoxson Hearing Site: Denver, CO |