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FINRA Awards for Jerome C. Zackroff

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0338608/25/2016Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael T. West
Respondent(s): Susanna Foels, Amrita Equities, Ridhwan Foundation
Respondent Lawyers(s): Christopher T. Leach
Arbitrator(s): Jerome C. Zackroff, Leonard M. Goldstein, Tina Alison Davis
Hearing Site: Denver, CO
Expungement
09-0293901/07/2011Claimant(s): Roger Maurer, Shay Lindemann, Maurer and Associates Capital Management
Claimant Lawyers(s): Alan C. Friedberg
Respondent(s): Kimon Peter Daifotis, Charles Schwab & Co..
Respondent Lawyers(s): Stephen Young
Arbitrator(s): Dennis R. Frohlich, Jerome C. Zackroff, Leonard M. Goldstein
Hearing Site: Denver, CO
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