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FINRA Awards for Multi-Financial Securities Corporation

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0476608/29/2013Claimant(s): Chester Scott, Michael Buckingham, Peter Accetta, Ronald Pyka, Suzanne Rusconi Accetta Revocable Trust
Claimant Lawyers(s): Marion H. Little
Respondent(s): Multi-Financial Securities Corporation
Respondent Lawyers(s): Chetan S. Patil
Arbitrator(s): Frank C. Fogl, Erwin John Dugasz, Larry Moore
Hearing Site: Columbus, OH
Checkmark Icon$111,000
08-0085202/11/2010Claimant(s): Multi-Financial Securities Corporation
Claimant Lawyers(s): Shannon L. McDougald
Respondent(s): Angel Chi, Banc Of America Securities LLC
Respondent Lawyers(s): Angel Chi, Robert J. Anello
Arbitrator(s): Dennis R. Frohlich, Bradford J. Lam, Martha Jeanne Wilcoxson
Hearing Site: Denver, CO
08-0460007/31/2009Claimant(s): Susan Regan, Susan M. Regan Trust
Claimant Lawyers(s): Robert W. Hutchinson
Respondent(s): Scott Kozak, Multi-Financial Securities Corporation
Respondent Lawyers(s): William D. Nelson
Arbitrator(s): Marc H. Schtul, Marilyn R. Lewis, Lawrence Douglas Brookes
Hearing Site: Denver, CO
Checkmark Icon$52,050
06-0516001/16/2008Claimant(s): Robert Milano, Robert Milano Irrevocable Life Ins. trst
Claimant Lawyers(s): Douglas P. Whipple
Respondent(s): Gregory Kopan, Butler Capital Advisors., Multi-Financial Securities Corporation, Pacific Life Insurance Company
Respondent Lawyers(s): Eric J. Weiss, Melvin G. Moseley
Arbitrator(s): Verne C. Hampton, John P. Gouttiere, Eugene Kenneth Laporte
Hearing Site: Detroit, MI
Checkmark Icon$0

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