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FINRA Awards for Eugene Kenneth Laporte

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Displaying 8 out of 8 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0005804/19/2017Claimant(s): Bethany Pagnani, Michael Rollins
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): James Furlong, Fidelity Brokerage Services LLC, Fidelity Investments Institutional Srvcs, Roger Trapp
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Timothy J. Currier, Patrick R. Sughroue, Eugene Kenneth Laporte
Hearing Site: Detroit, MI
11-0465107/23/2013Claimant(s): Thomas Mikula
Claimant Lawyers(s): Gavin J. Fleming
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Michael J. Meeusen, Richard Joseph Rankin, Eugene Kenneth Laporte
Hearing Site: Detroit, MI
10-0315106/07/2011Claimant(s): Hugh Gershon
Claimant Lawyers(s): Craig W. Horn
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Stephen D Kursman, Lee Hornberger, Eugene Kenneth Laporte
Hearing Site: Detroit, MI
Checkmark Icon$250,000
09-0130912/10/2009Claimant(s): Peter Lucido
Claimant Lawyers(s): Peter J. Lucido
Respondent(s): Oppenheimer & Co.., Mark Miriani
Respondent Lawyers(s): Peter Byer
Arbitrator(s): Jeffry M. Bauer, Harvey Frank, Eugene Kenneth Laporte
Hearing Site: Detroit, MI
Checkmark Icon$30,225
08-0167206/09/2009Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David Belcher
Respondent(s): Michael Burns
Respondent Lawyers(s): Thomas E. Marshall
Arbitrator(s): John R. Main, Norman A. Samson, Eugene Kenneth Laporte
Hearing Site: Detroit, MI
08-0181905/05/2009Claimant(s): Thomas Guastello
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Citigroup Global Markets., Shawn Burr
Respondent Lawyers(s): Hugo A. Hilgendorff
Arbitrator(s): Jerome D. Sobczak, A. Robert Stevenson, Eugene Kenneth Laporte
Hearing Site: Detroit, MI
Checkmark Icon$0
07-0357812/16/2008Claimant(s): Maria Alcoreza
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Leonard & Company
Respondent Lawyers(s): Dennis J. Levasseur
Arbitrator(s): Patrick R. Sughroue, Eugene Kenneth Laporte, Anthony W. Candela
Hearing Site: Detroit, MI
Checkmark Icon$155,415
06-0516001/16/2008Claimant(s): Robert Milano, Robert Milano Irrevocable Life Ins. trst
Claimant Lawyers(s): Douglas P. Whipple
Respondent(s): Gregory Kopan, Butler Capital Advisors., Multi-Financial Securities Corporation, Pacific Life Insurance Company
Respondent Lawyers(s): Eric J. Weiss, Melvin G. Moseley
Arbitrator(s): Verne C. Hampton, John P. Gouttiere, Eugene Kenneth Laporte
Hearing Site: Detroit, MI
Checkmark Icon$0

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