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FINRA Awards for Thomas E. Marshall

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0135507/15/2009Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Sterling Stegall
Respondent Lawyers(s): Thomas E. Marshall
Arbitrator(s): Miles D. Hart, Dana R. Dawe, Anthony R. Paesano
Hearing Site: Detroit, MI
08-0167206/09/2009Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David Belcher
Respondent(s): Michael Burns
Respondent Lawyers(s): Thomas E. Marshall
Arbitrator(s): John R. Main, Norman A. Samson, Eugene Kenneth Laporte
Hearing Site: Detroit, MI

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