| 08-01744 | 08/20/2012 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): John Meier
Respondent Lawyers(s): Mark T. Butler
Arbitrator(s): Andrew G. Young, James George Timpa, Norman A. Samson
Hearing Site: Detroit, MI
| | |
| 08-01038 | 07/31/2012 | Claimant(s): Alvin Shnider, The Alvin Shnider Trust
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Damien Berkowicz
Respondent Lawyers(s): Timothy Feil
Arbitrator(s): Norman A. Samson, Jacqueline R. Fox, Gerald W. Hepp
Hearing Site: Detroit, MI
|  | Expungement |
| 10-03052 | 07/30/2012 | Claimant(s): Isabel Giacomantonio, Isabel Giacomantonio IRA, Isabel Giacomantonio Trust dtd 10/13/09
Claimant Lawyers(s): Joseph S. Spiegel
Respondent(s): Wachovia Securities, Wells Fargo Advisors, Robert Morian
Respondent Lawyers(s): Janine M. Lucas
Arbitrator(s): Barry Goldman, Norman A. Samson, Benjamin A. Kerner
Hearing Site: Detroit, MI
| | $49,500 |
| 07-02750 | 02/18/2010 | Claimant(s): Anna Hodges, James Untiedt, Thomas Untiedt, The Anna Hodges Living Trust, The Thomas Untiedt Living Trust
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Frank Bluestein, Gunnallen Financial., Questar Capital Corporation
Respondent Lawyers(s): Daniel J. Supalla, David M. Foster, Suzanne Walsh
Arbitrator(s): Norman A. Samson, Charles A. Palmer, Andrew J. Vorbrich
Hearing Site: Detroit, MI
| | $170,000 |
| 08-01672 | 06/09/2009 | Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David Belcher
Respondent(s): Michael Burns
Respondent Lawyers(s): Thomas E. Marshall
Arbitrator(s): John R. Main, Norman A. Samson, Eugene Kenneth Laporte
Hearing Site: Detroit, MI
| | |
| 07-03256 | 02/12/2009 | Claimant(s): Alan Gildenberg
Claimant Lawyers(s): Jay A. Schwartz
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Joel E. Davidson
Arbitrator(s): Marvin I. Horowitz, Norman A. Samson, Earlene R. Baggett-Hayes
Hearing Site: Detroit, MI
| | |
| 06-00693 | 11/30/2007 | Claimant(s): David Brus, Thomas Olsson
Claimant Lawyers(s): William M. Azkoul
Respondent(s): LaSalle Financial Services.
Respondent Lawyers(s): Stephen P. Bedell
Arbitrator(s): John A. Hubbard, Norman A. Samson, Miles D. Hart
Hearing Site: Detroit, MI
| | |
| 06-03551 | 08/17/2007 | Claimant(s): Amy Bakowski
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Broad Street Securities., Leonard & Company, McClellan Capital
Respondent Lawyers(s): David A. Sebastian, Stephen B. Wexler, The Company President
Arbitrator(s): Norman A. Samson, Mark Scarr, Lee Hornberger
Hearing Site: Detroit, MI
| | $0 |
