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FINRA Awards for Jay A. Schwartz

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0325602/12/2009Claimant(s): Alan Gildenberg
Claimant Lawyers(s): Jay A. Schwartz
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Joel E. Davidson
Arbitrator(s): Marvin I. Horowitz, Norman A. Samson, Earlene R. Baggett-Hayes
Hearing Site: Detroit, MI

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