22-01012 | 12/13/2023 | Claimant(s): Gary Rabe Claimant Lawyers(s): Christopher J. Gray Respondent(s): Hilltop Securities Inc. Respondent Lawyers(s): Jonathan D. Neerman Arbitrator(s): Mark S. Foster, William B. Ross, Charles A. Palmer Hearing Site: Des Moines, IA
| | $4,529 |
23-01486 | 12/01/2023 | Claimant(s): Michael Peters Claimant Lawyers(s): William Bean Respondent(s): Equitable Advisors Respondent Lawyers(s): Kevin W. Brooks Arbitrator(s): Charles A. Palmer Hearing Site: Buffalo, NY
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22-01469 | 03/03/2023 | Claimant(s): Bradley Lott Claimant Lawyers(s): Harris Freedman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Charles A. Palmer Hearing Site: Detroit, MI
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21-01564 | 11/28/2022 | Claimant(s): Angela Quinn, Curtis Wilson, Gloria Lotz, Jeffrey Temeyer, Leonard Kobliska, Linda Wilson, Michael Decker, Rick Kayser, Sheila Fangman, Steve Lint, William Brandenburg, William Lotz, William Quinn Claimant Lawyers(s): Gail Boliver Respondent(s): Ashley Bolson, Dana Vietor, CFD Investments. Respondent Lawyers(s): Andrew R. Shedlock, Gary S. Kessler Arbitrator(s): Steven C. Despotovich, Charles A. Palmer, Peter C Hildreth Hearing Site: Des Moines, IA
| | $5,702,980 |
17-01576 | 06/11/2018 | Claimant(s): Julie Dunaway, Mark Dunaway Claimant Lawyers(s): Robert F. Brown Respondent(s): Larry Kohn, L.M. Kohn & Company Respondent Lawyers(s): Joseph J. Dehner Arbitrator(s): Stephen P. Calardo, Charles A. Palmer, Dale A. Crawford Hearing Site: Cincinnati, OH
| | $0 |
17-00852 | 02/16/2018 | Claimant(s): Dennis Meyers Claimant Lawyers(s): Kalju Nekvasil Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Charles A. Palmer, Steven M. Bialick, Lindsay Mancini Hearing Site: Minneapolis, MN
| | $116,160 |
16-00131 | 01/13/2017 | Claimant(s): Kurt Martyn Claimant Lawyers(s): Edward J. Christensen Respondent(s): Jim Corona, Scottrade Inc. Respondent Lawyers(s): Thomas L. Azar Arbitrator(s): Charles A. Palmer Hearing Site: Detroit, MI
| | $3,225 |
16-00673 | 12/22/2016 | Claimant(s): Jeffrey R. Parks and Lauren Parks Claimant Lawyers(s): Jennifer Tarr Respondent(s): Joseph Quinzi, Laurence Torres Respondent Lawyers(s): Joseph Dominick Quinzi, Laurence Michael Torres Arbitrator(s): Charles A. Palmer Hearing Site: Detroit, MI
| | $47,100 |
07-02750 | 02/18/2010 | Claimant(s): Anna Hodges, James Untiedt, Thomas Untiedt, The Anna Hodges Living Trust, The Thomas Untiedt Living Trust Claimant Lawyers(s): Anthony V. Trogan Respondent(s): Frank Bluestein, Gunnallen Financial., Questar Capital Corporation Respondent Lawyers(s): Daniel J. Supalla, David M. Foster, Suzanne Walsh Arbitrator(s): Norman A. Samson, Charles A. Palmer, Andrew J. Vorbrich Hearing Site: Detroit, MI
| | $170,000 |