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FINRA Awards for Dana Vietor

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0020204/25/2023Claimant(s): LaVonne Demuth
Claimant Lawyers(s): Paul D Gamez
Respondent(s): Brent Owens, Brooke Rockey, Dana Vietor, Daniel Hale, Kregg Rooze, Matthew Bahrenburg, Terry May, The Owens Family Trust
Respondent Lawyers(s): Andrew Shedlock, Gary S. Kessler
Arbitrator(s): Robert J. Scafuri, Barry Goldman, Joseph Tim Keeling
Hearing Site: Des Moines, IA
Checkmark IconExpungement
21-0156411/28/2022Claimant(s): Angela Quinn, Curtis Wilson, Gloria Lotz, Jeffrey Temeyer, Leonard Kobliska, Linda Wilson, Michael Decker, Rick Kayser, Sheila Fangman, Steve Lint, William Brandenburg, William Lotz, William Quinn
Claimant Lawyers(s): Gail Boliver
Respondent(s): Ashley Bolson, Dana Vietor, CFD Investments.
Respondent Lawyers(s): Andrew R. Shedlock, Gary S. Kessler
Arbitrator(s): Steven C. Despotovich, Charles A. Palmer, Peter C Hildreth
Hearing Site: Des Moines, IA
Checkmark Icon$5,702,980
20-0237005/04/2021Claimant(s): Bret LaPorte
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Workman Securities Corporation
Respondent Lawyers(s): Dana Vietor
Arbitrator(s): Mark Stuart Gurevitz
Hearing Site: Hartford, CT
11-0395003/26/2013Claimant(s): Richard Lindstrom, Robert Kwass, James and Ruth DeMartini, Norwood and Patricia Hoecker
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Workman Securities Corporation
Respondent Lawyers(s): Dana Vietor
Arbitrator(s): Marc Scott Shapiro, Richard J. Kaplan, Jack G. Armstrong
Hearing Site: Boca Raton, FL
Checkmark Icon$350,300

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