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FINRA Awards for William Quinn

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0156411/28/2022Claimant(s): Angela Quinn, Curtis Wilson, Gloria Lotz, Jeffrey Temeyer, Leonard Kobliska, Linda Wilson, Michael Decker, Rick Kayser, Sheila Fangman, Steve Lint, William Brandenburg, William Lotz, William Quinn
Claimant Lawyers(s): Gail Boliver
Respondent(s): Ashley Bolson, Dana Vietor, CFD Investments.
Respondent Lawyers(s): Andrew R. Shedlock, Gary S. Kessler
Arbitrator(s): Steven C. Despotovich, Charles A. Palmer, Peter C Hildreth
Hearing Site: Des Moines, IA
Checkmark Icon$5,702,980
16-0300808/31/2021Claimant(s): UBS Financial Services Inc., UBS Credit Corp
Claimant Lawyers(s): Laura A. Perez
Respondent(s): William Quinn
Respondent Lawyers(s): William F. Quinn
Arbitrator(s): Kathleen K. Murphy, Gregory Hunter Mathews, Robert C. Scanlan
Hearing Site: Philadelphia, PA
20-0365902/19/2021Claimant(s): LPL Financial LLC
Claimant Lawyers(s): David J. Sensenig
Respondent(s): William Quinn
Respondent Lawyers(s): William F. Quinn
Arbitrator(s): George G. Kurschner
Hearing Site: Boca Raton, FL

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