| 20-00043 | 07/13/2022 | Claimant(s): Stephen DesRochers
Claimant Lawyers(s): Leonard B. Rose
Respondent(s): UBS Financial Services Inc., UBS Credit Corp
Respondent Lawyers(s): Michael F. Braun
Arbitrator(s): Sean Alan D'Amico, David Adams Reif, James Bromley Bragg
Hearing Site: Hartford, CT
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| 16-03008 | 08/31/2021 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp
Claimant Lawyers(s): Laura A. Perez
Respondent(s): William Quinn
Respondent Lawyers(s): William F. Quinn
Arbitrator(s): Kathleen K. Murphy, Gregory Hunter Mathews, Robert C. Scanlan
Hearing Site: Philadelphia, PA
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| 16-03696 | 08/17/2018 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp
Claimant Lawyers(s): James L. Komie
Respondent(s): Michael Miller
Respondent Lawyers(s): Michael Emil Miller
Arbitrator(s): Steven R. Rolnick, April C. Teveris, Jeremy Gray Zimmermann
Hearing Site: Hartford, CT
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| 15-02535 | 07/21/2017 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp
Claimant Lawyers(s): Laurie A. Perez
Respondent(s): Shawn Hanna
Respondent Lawyers(s): Shawn Hanna
Arbitrator(s): Lucienne Carasso Bulow, Mary P. Bass, Marc Adam Sherman
Hearing Site: New York, NY
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| 17-00191 | 07/07/2017 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp
Claimant Lawyers(s): Timothy Gronewold
Respondent(s): Robert Edmunds
Respondent Lawyers(s): Robert Samuel Edmunds
Arbitrator(s): B. John Dill
Hearing Site: Boston, MA
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| 16-00254 | 05/12/2016 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp
Claimant Lawyers(s): James L. Komie
Respondent(s): Michael Dinapoli
Respondent Lawyers(s): Michael James Dinapoli
Arbitrator(s): Sandra Gale Behrle
Hearing Site: New York, NY
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| 14-02703 | 08/04/2015 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp
Claimant Lawyers(s): Laurie A. Perez
Respondent(s): Canela Greenwood
Respondent Lawyers(s): Canela N. Greenwood
Arbitrator(s): Bill Swinford
Hearing Site: Louisville, KY
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