Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00043 | 07/13/2022 | Claimant(s): Stephen DesRochers Claimant Lawyers(s): Leonard B. Rose Respondent(s): UBS Financial Services Inc., UBS Credit Corp Respondent Lawyers(s): Michael F. Braun Arbitrator(s): Sean Alan D'Amico, David Adams Reif, James Bromley Bragg Hearing Site: Hartford, CT | ||
| 18-00504 | 06/07/2019 | Claimant(s): Robert Traenkle Claimant Lawyers(s): Adam B. Oppenheim Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Katherine B. Harrison Arbitrator(s): David S. Paul, John F. Duane, James Bromley Bragg Hearing Site: New York, NY |