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FINRA Awards for Bradley Lott

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0146903/03/2023Claimant(s): Bradley Lott
Claimant Lawyers(s): Harris Freedman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Charles A. Palmer
Hearing Site: Detroit, MI
21-0014702/08/2022Claimant(s): Bradley Lott
Claimant Lawyers(s): Erika Binnix
Respondent(s): Morgan Stanley, Wells Fargo Clearing Services, UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy, Miles D. Hart, Todd A. Holleman
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
12-0069111/10/2015Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Bradley Lott
Respondent Lawyers(s): Mark L. Kowalsky
Arbitrator(s): Patrick R. Sughroue, James L. Karpen, William C. Alsover
Hearing Site: Detroit, MI
12-0115311/10/2015Claimant(s): Bradley Lott
Claimant Lawyers(s): Mark L. Kowalsky
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Samuel P. Mauch
Arbitrator(s):
Hearing Site: Detroit, MI

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