Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-00147 | 02/08/2022 | Claimant(s): Bradley Lott Claimant Lawyers(s): Erika Binnix Respondent(s): Morgan Stanley, Wells Fargo Clearing Services, UBS Financial Services Inc. Respondent Lawyers(s): John Murphy, Miles D. Hart, Todd A. Holleman Arbitrator(s): Jeffry M. Bauer Hearing Site: Detroit, MI | ||
| 21-00747 | 11/08/2021 | Claimant(s): Zheng Qu Claimant Lawyers(s): Erika Binnix Respondent(s): Transamerica Financial Advisors. Respondent Lawyers(s): Susan D. Duff Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 21-00071 | 08/10/2021 | Claimant(s): Barbara Heaton Claimant Lawyers(s): Erika Binnix Respondent(s): Pruco Securities. Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA | ||
| 20-02719 | 06/07/2021 | Claimant(s): Ming Chung Claimant Lawyers(s): Erika Binnix Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Samantha D. Parrish Arbitrator(s): Morris S. Getzels Hearing Site: Los Angeles, CA | ||
| 20-03691 | 04/09/2021 | Claimant(s): Blake Nakamura Claimant Lawyers(s): Erika Binnix Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Mary M. O'Neil Hearing Site: San Diego, CA | ||
| 20-03024 | 04/06/2021 | Claimant(s): John Orito Claimant Lawyers(s): Erika Binnix Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Michael Lancaster Garcia Hearing Site: San Francisco, CA |