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FINRA Awards for Barbara Heaton

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0007108/10/2021Claimant(s): Barbara Heaton
Claimant Lawyers(s): Erika Binnix
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA

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