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FINRA Awards for Dale A. Crawford

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0157606/11/2018Claimant(s): Julie Dunaway, Mark Dunaway
Claimant Lawyers(s): Robert F. Brown
Respondent(s): Larry Kohn, L.M. Kohn & Company
Respondent Lawyers(s): Joseph J. Dehner
Arbitrator(s): Stephen P. Calardo, Charles A. Palmer, Dale A. Crawford
Hearing Site: Cincinnati, OH
Checkmark Icon$0
15-0227205/03/2016Claimant(s): Joseph Schirtzinger
Claimant Lawyers(s): Joseph M. Schirtzinger
Respondent(s): Putnam Retail Management Limited Partner
Respondent Lawyers(s): Kenneth Ashton
Arbitrator(s): Mark L Miller, Dale A. Crawford, Anthony Cipiti
Hearing Site: Columbus, OH
Checkmark Icon$0
12-0021708/09/2013Claimant(s): Samuel Elam, The Samuel F. Elam Rev. Living Trust
Claimant Lawyers(s): Susan R. Healy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David J. Butler
Arbitrator(s): Emily J. Lewis, Louis V. Imundo, Dale A. Crawford
Hearing Site: Columbus, OH
Checkmark IconExpungement
09-0518804/08/2010Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Jeffery Westerman
Respondent Lawyers(s): Jeffery Luke Westerman
Arbitrator(s): Robert P. Fogarty, Alex H. Keller, Dale A. Crawford
Hearing Site: Columbus, OH

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