Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-04961 | 11/18/2011 | Claimant(s): Dianne W. Mack IRA, Douglas R. Mack IRA, Douglas R. Mack & Dianne W. Mack, JT TEN Claimant Lawyers(s): Kendra L. Carpenter Respondent(s): Money Concepts Capital Corp Respondent Lawyers(s): Robert N. Rapp Arbitrator(s): Robert P. Fogarty, W. Sean Kelleher, Gregory P. Szuter Hearing Site: Columbus, OH |  | $0 |
| 09-05188 | 04/08/2010 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Edward Walton Respondent(s): Jeffery Westerman Respondent Lawyers(s): Jeffery Luke Westerman Arbitrator(s): Robert P. Fogarty, Alex H. Keller, Dale A. Crawford Hearing Site: Columbus, OH | ||
| 07-03545 | 10/17/2008 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Gerald T. Rohrer Respondent(s): Joshua Fortin Respondent Lawyers(s): Joshua Standish Fortin Arbitrator(s): Robert P. Fogarty, Patrick J. Burley, Daniel R. LaMacchia Hearing Site: Cincinnati, OH |