| 13-00880 | 06/11/2015 | Claimant(s): Chris Ethridge, Jesse Ethridge, Mark Shapley, Jesse C. Ethridge, IRA, Mississippi Sports Medicine 401(K) Plan, Amy Hatchett and Brad Hatchett, JT TEN
Claimant Lawyers(s): Frank "Kim" Breese, Joseph C. Peiffer, Judson M. Lee
Respondent(s): Fred Brister, Morgan Stanley
Respondent Lawyers(s): Joseph C. Coates, III
Arbitrator(s): Patrice L. Stewart, Stephen H. Biller, James L. Warren
Hearing Site: Jackson, MS
|  | Expungement |
| 09-05757 | 03/14/2012 | Claimant(s): Paul McDonough & Ellen McDonough, JT TEN
Claimant Lawyers(s): Christopher T. Vernon
Respondent(s): Kimon Peter Daifotis, Charles Schwab & Co..
Respondent Lawyers(s): Audette P. Morales
Arbitrator(s): Susan K. Franz, Mark L Miller, Richard R. Bicek
Hearing Site: Chicago, IL
| | Expungement |
| 10-04961 | 11/18/2011 | Claimant(s): Dianne W. Mack IRA, Douglas R. Mack IRA, Douglas R. Mack & Dianne W. Mack, JT TEN
Claimant Lawyers(s): Kendra L. Carpenter
Respondent(s): Money Concepts Capital Corp
Respondent Lawyers(s): Robert N. Rapp
Arbitrator(s): Robert P. Fogarty, W. Sean Kelleher, Gregory P. Szuter
Hearing Site: Columbus, OH
| | $0 |
| 09-05737 | 04/15/2011 | Claimant(s): John L. Norris, Vivianne Norris, John L. Norris & Vivianne Norris, JT TEN
Claimant Lawyers(s): Christopher T. Vernon
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Audette Paul Morales
Arbitrator(s): John F. Allgood
Hearing Site: Birmingham, AL
| | Expungement |
