12-00211 | 05/17/2013 | Claimant(s): John Accardi Claimant Lawyers(s): John Accardi Respondent(s): David Hess, Charles Schwab & Co.., Robert Oberlander Respondent Lawyers(s): Audette P. Morales Arbitrator(s): Robert Dean McKinley Hearing Site: Los Angeles, CA
| | Expungement |
12-01548 | 11/16/2012 | Claimant(s): Kimon Daifotis, Charles Schwab & Co.. Claimant Lawyers(s): Audette P. Morales Respondent(s): Daniel J. Lancaster, Jr. IRA Respondent Lawyers(s): Thomas D. Mauriello Arbitrator(s): Helen Marinak Blohm, Jeffrey Schubert, Shawn Ridgell Hearing Site: San Francisco, CA
| | Expungement |
12-01677 | 10/19/2012 | Claimant(s): Kimon Daifotis, Charles Schwab & Co.. Claimant Lawyers(s): Audette P. Morales Respondent(s): Don Miller, Donald C. Miller Cust IRA Rollover, Donald C. Miller Cust Roth Contrib, IRA Respondent Lawyers(s): Thomas F. Shine Arbitrator(s): James N. D'Orso, Jerold R. Babin, Linda M. McCoy Hearing Site: San Francisco, CA
| | Expungement |
09-05757 | 03/14/2012 | Claimant(s): Paul McDonough & Ellen McDonough, JT TEN Claimant Lawyers(s): Christopher T. Vernon Respondent(s): Kimon Peter Daifotis, Charles Schwab & Co.. Respondent Lawyers(s): Audette P. Morales Arbitrator(s): Susan K. Franz, Mark L Miller, Richard R. Bicek Hearing Site: Chicago, IL
| | Expungement |
08-04697 | 06/10/2011 | Claimant(s): Jackie Andalman, Jackie Andalman IRA Claimant Lawyers(s): Howard B. Prossnitz Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Audette P. Morales Arbitrator(s): Ruth Hannenberg, Donald W. McKenzie, Robert P. Keno Hearing Site: Chicago, IL
| | Expungement |