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FINRA Awards for Robert P. Keno

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0469706/10/2011Claimant(s): Jackie Andalman, Jackie Andalman IRA
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Audette P. Morales
Arbitrator(s): Ruth Hannenberg, Donald W. McKenzie, Robert P. Keno
Hearing Site: Chicago, IL
Checkmark IconExpungement
08-0147509/25/2009Claimant(s): Carol Friedman
Claimant Lawyers(s): James J. Moylan
Respondent(s): Jordan Zaro, Riverside Securities., Terra Nova Financial
Respondent Lawyers(s): David F. Benson, Jordan P. Zaro, President
Arbitrator(s): Frederic M. Rizzo, Susanne J. Hollander, Robert P. Keno
Hearing Site: Chicago, IL
Checkmark Icon$251,361

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