| 18-02615 | 03/10/2020 | Claimant(s): Francisco Guadalupe
Claimant Lawyers(s): Brittany Weiner
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Frederic M. Rizzo, Leonard Arthur Nelson, David Michael Rafferty
Hearing Site: Chicago, IL
| | |
| 09-01495 | 07/12/2010 | Claimant(s): Frank Grossman
Claimant Lawyers(s): Nicholas P. Iavorone
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Ronald P. Kane
Arbitrator(s): Frederic M. Rizzo, Jerome Stern, Jeffrey S. Fannon
Hearing Site: Chicago, IL
| | |
| 08-01475 | 09/25/2009 | Claimant(s): Carol Friedman
Claimant Lawyers(s): James J. Moylan
Respondent(s): Jordan Zaro, Riverside Securities., Terra Nova Financial
Respondent Lawyers(s): David F. Benson, Jordan P. Zaro, President
Arbitrator(s): Frederic M. Rizzo, Susanne J. Hollander, Robert P. Keno
Hearing Site: Chicago, IL
|  | $251,361 |
| 07-02971 | 11/25/2008 | Claimant(s): Gail Berger
Claimant Lawyers(s): Lee H. Tockman
Respondent(s): Delmar Austin, Kenneth Rohr, Merrill Lynch Pierce Fenner & Smith Inc., Nora Winsberg, Timothy Cunningham
Respondent Lawyers(s): David E. Bamberger
Arbitrator(s): Michael S. Matek, Frederic M. Rizzo, Irving A. Chesler
Hearing Site: Chicago, IL
| | $0 |
