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FINRA Awards for Kenneth Ashton

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0227205/03/2016Claimant(s): Joseph Schirtzinger
Claimant Lawyers(s): Joseph M. Schirtzinger
Respondent(s): Putnam Retail Management Limited Partner
Respondent Lawyers(s): Kenneth Ashton
Arbitrator(s): Mark L Miller, Dale A. Crawford, Anthony Cipiti
Hearing Site: Columbus, OH
Checkmark Icon$0
12-0211610/31/2013Claimant(s): Richard Silver
Claimant Lawyers(s): John D. Singer
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Kenneth Ashton
Arbitrator(s): Glen R. Stifelman, Eugene G. P. Byrne, Roger L Gavan
Hearing Site: New York, NY
11-0192707/05/2012Claimant(s): Richard Degnars
Claimant Lawyers(s): Kevin D Galbraith
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Kenneth Ashton
Arbitrator(s): John A. Gray, Armand Philip Lione, Ying Zhou
Hearing Site: Wilmington, DE
Checkmark IconExpungement

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