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FINRA Awards for Samuel Elam

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0021708/09/2013Claimant(s): Samuel Elam, The Samuel F. Elam Rev. Living Trust
Claimant Lawyers(s): Susan R. Healy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David J. Butler
Arbitrator(s): Emily J. Lewis, Louis V. Imundo, Dale A. Crawford
Hearing Site: Columbus, OH
Checkmark IconExpungement

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