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FINRA Awards for Leonard & Company

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0122401/23/2024Claimant(s): Jason Franklin
Claimant Lawyers(s): Chelsea Bauer
Respondent(s): Leonard & Company
Respondent Lawyers(s): Dainforth French
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Detroit, MI
18-0309805/23/2019Claimant(s): James McLellan
Claimant Lawyers(s): Frances Menzer
Respondent(s): NewBridge Securities Corp., Broad Street Securities., Leonard & Company
Respondent Lawyers(s): Dainforth French, Gregg J. Breitbart, Stuart G. Burchard
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
07-0357812/16/2008Claimant(s): Maria Alcoreza
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Leonard & Company
Respondent Lawyers(s): Dennis J. Levasseur
Arbitrator(s): Patrick R. Sughroue, Eugene Kenneth Laporte, Anthony W. Candela
Hearing Site: Detroit, MI
Checkmark Icon$155,415
06-0355108/17/2007Claimant(s): Amy Bakowski
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Broad Street Securities., Leonard & Company, McClellan Capital
Respondent Lawyers(s): David A. Sebastian, Stephen B. Wexler, The Company President
Arbitrator(s): Norman A. Samson, Mark Scarr, Lee Hornberger
Hearing Site: Detroit, MI
Checkmark Icon$0

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