| 14-02448 | 08/22/2016 | Claimant(s): Roger A. Papa Trust
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Timothy J. Currier, Michael J. Meeusen, Benjamin A. Kerner
Hearing Site: Detroit, MI
|  | $0 |
| 15-01636 | 06/06/2016 | Claimant(s): Michael Vogel
Claimant Lawyers(s): Kristina Araya
Respondent(s): Carol Brouwer, Jim Brouwer
Respondent Lawyers(s): Jim Brouwer
Arbitrator(s): Benjamin A. Kerner, Lee Hornberger, Wayne Carl Hallquist
Hearing Site: Detroit, MI
| | Expungement |
| 14-00620 | 02/09/2016 | Claimant(s): Mike Thompson
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Michael DeFelice
Respondent Lawyers(s): Michael DeFelice
Arbitrator(s): Martin Brosnan, Benjamin A. Kerner, Carl E. Ver Beek
Hearing Site: Detroit, MI
| | Expungement |
| 14-00261 | 12/23/2014 | Claimant(s): William Beaumont Hospital
Claimant Lawyers(s): James R. Swanson
Respondent(s): Goldman, Sachs and Company, Morgan Stanley & Co.
Respondent Lawyers(s): Jason M. Fedo, Matthew A. Schwartz
Arbitrator(s): Benjamin A. Kerner, Carl E. Ver Beek, Betty R. Widgeon
Hearing Site: Detroit, MI
| | $0 |
| 09-04321 | 09/24/2012 | Claimant(s): Christine Monahan, Mark Babb, Michael Monahan
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): H. Beck.
Respondent Lawyers(s): Lisa A. Nielsen
Arbitrator(s): Robert A. Vogler, Benjamin A. Kerner, Earlene R. Baggett-Hayes
Hearing Site: Detroit, MI
| | $400,000 |
| 10-03052 | 07/30/2012 | Claimant(s): Isabel Giacomantonio, Isabel Giacomantonio IRA, Isabel Giacomantonio Trust dtd 10/13/09
Claimant Lawyers(s): Joseph S. Spiegel
Respondent(s): Wachovia Securities, Wells Fargo Advisors, Robert Morian
Respondent Lawyers(s): Janine M. Lucas
Arbitrator(s): Barry Goldman, Norman A. Samson, Benjamin A. Kerner
Hearing Site: Detroit, MI
| | $49,500 |
| 11-00334 | 01/05/2012 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): Anthony Agbay
Respondent Lawyers(s): John A. Hubbard
Arbitrator(s): Benjamin A. Kerner, John P. Gouttiere, Patrick A. Guentner
Hearing Site: Detroit, MI
| | |
| 08-00612 | 08/05/2010 | Claimant(s): Donald Russsell, Donald W. Russell Living Trust
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Edward M. Olson, William C. Kubicz, Benjamin A. Kerner
Hearing Site: Detroit, MI
| | $243,000 |
| 08-00060 | 12/30/2008 | Claimant(s): Jack Ommert
Claimant Lawyers(s): James P. Graven
Respondent(s): Eric Jansson, James Bottoms, Raymond James Financial Services., JFB Planning Services.
Respondent Lawyers(s): Erin Linehan, Gary A. Barnes, James F. Bottoms
Arbitrator(s): Robert A. Vogler, Benjamin A. Kerner, Mayra Adela Rodriguez
Hearing Site: Detroit, MI
| | $0 |
| 07-02600 | 07/09/2008 | Claimant(s): Julie Maleitzke, Estate of Gary L. Maleitzke, Deceased
Claimant Lawyers(s): William K. Murphy
Respondent(s): Brent Kerstetter, Raymond James Financial Services., Michelle Dean
Respondent Lawyers(s): John I. Bain, Kelli Bullington
Arbitrator(s): Patrick R. Sughroue, Benjamin A. Kerner, Thomas L. Imbrunone
Hearing Site: Detroit, MI
| | $0 |
